SEC Form 4/A · accession 0000899243-18-002028
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter Maag
Officer — See Remarks · Director
Period of report
Jan 22, 2018
Accepted (ET)
Jan 25, 2018 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 22, 2018 | F | 3,726 | $6.29 | D | 148,549 | D | |
| Common StockF3 | holding | — | — | — | 1,000 | I | As UTMA custodian for minor child | |
| Common StockF3 | holding | — | — | — | 1,000 | I | As UTMA custodian for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain restricted stock units.
- F2This amendment is being filed solely to correct the number of non-derivative securities reported on the original Form 4 as beneficially owned by the Reporting Person as of January 22, 2018; 44,425 shares of the Issuer's common stock were inadvertently omitted.
- F3Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks
President and Chief Executive Officer