SEC Form 4 · accession 0000899243-18-002020
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Brian Bell
Officer — Chief Financial Officer
Period of report
Jan 19, 2018
Accepted (ET)
Jan 25, 2018 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2018 | A | 14,013 | $0.00 | A | 14,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $6.31 | Jan 19, 2018 | A | 14,013 | A | — | Jan 19, 2028 | Common Stock | 14,013 | 14,013 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units 1/4th of which shall vest on January 19, 2019 and 1/4th of which shall vest on each anniversary thereafter.
- F21/4th of the shares subject to the option shall vest on January 19, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.