SEC Form 4 · accession 0000899243-17-021468
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Maag
Officer — See Remarks · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.80 | Sep 1, 2017 | A | 25,000 | A | — | Sep 1, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F150% of the shares subject to the option shall vest on September 1, 2018 and 1/72nd of the shares subject to the option shall vest monthly thereafter.
Remarks
President and Chief Executive Officer