SEC Form 4 · accession 0000899243-16-032525
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Yee
Officer — Chief Medical Officer
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.67 | Oct 28, 2016 | A | 10,000 | A | — | Oct 28, 2026 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F11/2 of the shares subject to the option shall vest on September 29, 2017 and 1/36th of the remaining shares subject to the option shall vest monthly thereafter.