SEC Form 4 · accession 0000899243-16-030860
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Maag
Officer — President and CEO · Director
Period of report
Sep 26, 2016
Accepted (ET)
Oct 4, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2016 | P | 10,000 | $4.00 | A | 87,250 | D | |
| Common StockF2 | holding | — | — | — | 1,000 | I | As UTMA custodian for minor child | |
| Common StockF3 | holding | — | — | — | 1,000 | I | As UTMA custodian for minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,000 shares that Reporting Person acquired pursuant to Issuer's 2014 Employee Stock Purchase Plan on July 1, 2016.
- F2Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.