SEC Form 4 · accession 0000899243-16-025335
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Snyderman
Director
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2016 | A | 5,000 | $0.00 | A | 29,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $4.95 | Jul 15, 2016 | A | 9,745 | A | — | Jul 15, 2026 | Common Stock | 9,745 | 9,745 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units which shall vest on the ealier of the next annual shareholder meeting or July 1, 2017.
- F21/12th of the shares subject to the option shall vest on August 1, 2016 and the shares subject to the option shall vest monthly thereafter through the ealier of the next annual shareholder meeting or July 1, 2017.