SEC Form 4 · accession 0000899243-16-025251
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas S Miller
Director
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2016 | A | 10,000 | $0.00 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.00 | Jul 14, 2016 | A | 30,000 | A | — | Jul 14, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units, 1/3rd of which shall vest on July 14, 2017 and 1/3rd of which shall vest on each yearly anniversary thereafter.
- F21/36th of the shares subject to the option shall vest on August 14, 2016 and 1/36th of the shares subject to the option shall vest monthly thereafter.