SEC Form 4 · accession 0000899243-15-007492
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua DeFonzo
Officer — Chief Commercial Officer
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $4.46 | Oct 30, 2015 | A | 25,000 | A | — | Oct 30, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F11/4th of the shares subject to the option shall vest on April 1, 2016 and 1/48th of the shares subject to the option shall vest monthly thereafter.