SEC Form 4 · accession 0001638599-16-000708
NORTEK INC · NTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Clarke
Officer — President and CEO · Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 1, 2016 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001216596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 29, 2016 | D | 12,510 | $0.00 | D | 164,453 | D | |
| CommonF2 | Feb 29, 2016 | D | 20,000 | $0.00 | D | 144,453 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of shares of performance based restricted stock grant originally awarded on 3/5/2013.
- F2Forfeiture of shares of performance based restricted stock grant originally awarded on 12/30/2011.