SEC Form 4 · accession 0001144204-15-015384
NORTEK INC · NTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin W Donnelly
Officer — SVP GC and Secretary
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001216596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 9, 2015 | F | 220 | $85.48 | D | 63,253 | D | |
| Common | Mar 9, 2015 | A | 2,099 | $34.20 | A | 65,352 | D | |
| Common | Mar 9, 2015 | F | 1,259 | $85.48 | D | 64,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF1 | $34.20 | Mar 9, 2015 | D | 2,099 | D | — | Mar 9, 2022 | Common | 2,099 | 0 | D |
Explanation of responses
- F1The option grant is exercisable in three equal annual installments. One-third becomes exercisable on each anniversary of the grant date beginning on March 9, 2013.