SEC Form 4 · accession 0001144204-15-012315
NORTEK INC · NTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Bloomberg
Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001216596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 24, 2015 | A | 742 | $0.00 | A | 5,867 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Time-based restricted stock grant vests in one-third installments. One third vests on each anniversary date of the grant beginning on February 24, 2016.