SEC Form 4 · accession 0001225208-17-011176
Nuveen Preferred & Income Opportunities Fund · JPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel T. Jones
Officer — Vice President and Treasurer
Period of report
Jun 12, 2017
Accepted (ET)
Jun 13, 2017 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001216583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2017 | J | 870 | $0.00 | A | 870 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to the Agreement and Plan of Reorganization dated as of May 5, 2017 by and between Nuveen Preferred Income Opportunities Fund (JPC) andNuveen Flexible Investment Income Fund (JPW) in exchange for 500 common shares of JPW and cash in lieu of fractional shares of JPC. The exchange ratio was calculated as the ratio of the JPW net asset value percommon share over the JPC net asset value per common share, each calculated as of the close of business on June 9, 2017, the business day immediately preceding the closing of the reorganization. As of suchtime, the net asset value per common share of JPW was $18.6991 and the net asset value per common share of JPC was $10.7475. On June 9, 2017, the closing trading price of JPW common shares was $17.98 andthe closing trading price of JPC common shares was $10.38.
Remarks
jonespoa.txt