SEC Form 4 · accession 0001209191-17-042475
Virtus Convertible & Income Fund · NCV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin Kass
Other
Period of report
Jun 27, 2017
Accepted (ET)
Jun 30, 2017 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001214935
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2017 | S | 410 | $6.985 | D | 12,246 | D | |
| Common StockF1 | Jun 27, 2017 | S | 4,417 | $6.9805 | D | 7,829 | D | |
| Common StockF1 | Jun 27, 2017 | S | 7,829 | $6.98 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,492.1336 shares acquired through an automatic dividend reinvestment plan.
Remarks
Mr. Kass is a portfolio manager of the fund. Exhibit List: Exhibit 24, Power of Attorney