SEC Form 4 · accession 0001209191-18-027738
AXIS CAPITAL HOLDINGS LTD · AXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Vogt
Officer — EVP and CFO
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001214816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 1, 2018 | M | 2,086 | $0.00 | A | 29,371 | D | |
| Common Shares | May 1, 2018 | D | 1,043 | $58.64 | D | 28,328 | D | |
| Common Shares | May 1, 2018 | F | 286 | $58.64 | D | 28,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 1, 2018 | M | 2,086 | D | — | — | Common Shares | 2,086 | 6,263 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
- F2The restricted stock units vest in four equal annual installments beginning May 1, 2018.