SEC Form 4 · accession 0001209191-17-008412
AXIS CAPITAL HOLDINGS LTD · AXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O'Shaughnessy
Officer — EVP, CAO & Corp Controller
Period of report
Feb 4, 2017
Accepted (ET)
Feb 7, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001214816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 4, 2017 | M | 1,876 | $0.00 | A | 14,489 | D | |
| Common Shares | Feb 4, 2017 | D | 938 | $66.66 | D | 13,551 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 4, 2017 | M | 1,876 | D | — | — | Common Shares | 1,876 | 0 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
- F2The restricted stock units vest in four equal annual installments beginning February 4, 2014.