SEC Form 4 · accession 0001209191-17-007115
AXIS CAPITAL HOLDINGS LTD · AXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Henry
Officer — EVP and CFO
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001214816
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 31, 2017 | A | 10,779 | $0.00 | A | 95,679 | D | |
| Common SharesF1 | Jan 31, 2017 | A | 937 | $0.00 | A | 96,616 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 18,746 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2020.