SEC Form 3 · accession 0001628280-19-001281
DYADIC INTERNATIONAL INC · DYAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ping Wang Rawson
Officer — Chief Accounting Officer
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001213809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 18,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2020 | Jan 3, 2029 | Common Stock | 25,000 | — | D |
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2021 | Jan 3, 2029 | Common Stock | 25,000 | — | D |
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2022 | Jan 3, 2029 | Common Stock | 25,000 | — | D |
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2023 | Jan 3, 2029 | Common Stock | 25,000 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2018 | Jan 3, 2027 | Common Stock | 2,973 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2019 | Jan 3, 2027 | Common Stock | 2,972 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2020 | Jan 3, 2027 | Common Stock | 2,973 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2021 | Jan 3, 2027 | Common Stock | 2,972 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 7,500 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2020 | Jan 2, 2028 | Common Stock | 7,500 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2021 | Jan 2, 2028 | Common Stock | 7,500 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2022 | Jan 2, 2028 | Common Stock | 7,500 | — | D |
| Stock Option | $1.44 | holding | — | — | — | Feb 12, 2019 | Mar 19, 2028 | Common Stock | 50,000 | — | D |
| Stock Option | $1.44 | holding | — | — | — | Mar 19, 2019 | Mar 19, 2028 | Common Stock | 12,500 | — | D |
| Stock Option | $1.44 | holding | — | — | — | Mar 19, 2020 | Mar 19, 2028 | Common Stock | 12,500 | — | D |
| Stock Option | $1.44 | holding | — | — | — | Mar 19, 2021 | Mar 19, 2028 | Common Stock | 12,500 | — | D |
| Stock Option | $1.44 | holding | — | — | — | Mar 19, 2022 | Mar 19, 2028 | Common Stock | 12,500 | — | D |
| Stock Option | $1.76 | holding | — | — | — | Nov 28, 2019 | Nov 16, 2028 | Common Stock | 125,000 | — | D |
| Stock Option | $1.62 | holding | — | — | — | Jun 27, 2017 | Jun 26, 2026 | Common Stock | 6,250 | — | D |
| Stock Option | $1.62 | holding | — | — | — | Jun 27, 2018 | Jun 26, 2026 | Common Stock | 6,250 | — | D |
| Stock Option | $1.62 | holding | — | — | — | Jun 27, 2019 | Jun 26, 2026 | Common Stock | 6,250 | — | D |
| Stock Option | $1.62 | holding | — | — | — | Jun 27, 2020 | Jun 26, 2026 | Common Stock | 6,250 | — | D |