SEC Form 3 · accession 0001628280-19-001277
DYADIC INTERNATIONAL INC · DYAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth Herbst
Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001213809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2019 | Jan 3, 2029 | Common Stock | 12,500 | — | D |
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2020 | Jan 3, 2029 | Common Stock | 9,375 | — | D |
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2021 | Jan 3, 2029 | Common Stock | 9,375 | — | D |
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2022 | Jan 3, 2029 | Common Stock | 9,375 | — | D |
| Stock Option | $1.87 | holding | — | — | — | Jan 2, 2023 | Jan 3, 2029 | Common Stock | 9,375 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 12,500 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2018 | Jan 3, 2027 | Common Stock | 9,375 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2019 | Jan 3, 2027 | Common Stock | 9,375 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2020 | Jan 3, 2027 | Common Stock | 9,375 | — | D |
| Stock Option | $1.63 | holding | — | — | — | Jan 3, 2021 | Jan 3, 2027 | Common Stock | 9,375 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 12,500 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 9,375 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2020 | Jan 2, 2028 | Common Stock | 9,375 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2021 | Jan 2, 2028 | Common Stock | 9,375 | — | D |
| Stock Option | $1.39 | holding | — | — | — | Jan 2, 2022 | Jan 2, 2028 | Common Stock | 9,375 | — | D |
| Stock Option | $1.93 | holding | — | — | — | Feb 28, 2011 | Feb 28, 2021 | Common Stock | 12,500 | — | D |
| Stock Option | $1.93 | holding | — | — | — | Feb 28, 2012 | Feb 28, 2021 | Common Stock | 9,375 | — | D |
| Stock Option | $1.93 | holding | — | — | — | Feb 28, 2013 | Feb 28, 2021 | Common Stock | 9,375 | — | D |
| Stock Option | $1.93 | holding | — | — | — | Feb 28, 2014 | Feb 28, 2021 | Common Stock | 9,375 | — | D |
| Stock Option | $1.93 | holding | — | — | — | Feb 28, 2015 | Feb 28, 2021 | Common Stock | 9,375 | — | D |
| Stock Option | $1.21 | holding | — | — | — | Feb 28, 2012 | Feb 28, 2022 | Common Stock | 6,250 | — | D |
| Stock Option | $1.21 | holding | — | — | — | Feb 28, 2013 | Feb 28, 2022 | Common Stock | 4,688 | — | D |
| Stock Option | $1.21 | holding | — | — | — | Feb 28, 2014 | Feb 28, 2022 | Common Stock | 4,687 | — | D |
| Stock Option | $1.21 | holding | — | — | — | Feb 28, 2015 | Feb 28, 2022 | Common Stock | 4,688 | — | D |
| Stock Option | $1.21 | holding | — | — | — | Dec 31, 2015 | Feb 28, 2022 | Common Stock | 4,687 | — | D |
| Stock Option | $1.75 | holding | — | — | — | Mar 4, 2013 | Mar 3, 2023 | Common Stock | 6,250 | — | D |
| Stock Option | $1.75 | holding | — | — | — | Mar 4, 2014 | Mar 3, 2023 | Common Stock | 4,688 | — | D |
| Stock Option | $1.75 | holding | — | — | — | Mar 4, 2015 | Mar 3, 2023 | Common Stock | 4,687 | — | D |
| Stock Option | $1.75 | holding | — | — | — | Dec 31, 2015 | Mar 3, 2023 | Common Stock | 9,375 | — | D |