SEC Form 3 · accession 0001062993-16-006906
DYADIC INTERNATIONAL INC · DYAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry M Kitt
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 10:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001213809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.001 par value per shareF1,F2 | holding | — | — | — | 4,363,589 | I | By Pinnacle Family Office Investments, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Barry M. Kitt exercises investment discretion and control over the securities of the Issuer held by Pinnacle Family Office Investments, L.P. ("Pinnacle"). Mr. Kitt may be deemed to be the beneficial owner of the securities beneficially owned by Pinnacle. Mr. Kitt hereby disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his direct or indirect pecuniary interest therein, and this Form 3 is not an admission that Mr. Kitt is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2This Form 3 is filed on behalf of Pinnacle and Barry M. Kitt. Pinnacle Family Office, LLC ("Pinnacle Family") is the general partner of Pinnacle. Mr. Kitt is the manager of Pinnacle Family.