SEC Form 4 · accession 0001104659-15-021067
Cardiff Oncology, Inc. · CRDF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Tennant
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001213037
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.18 | Mar 17, 2015 | A | 16,000 | A | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 16,000 | 77,158 | D |