SEC Form 4 · accession 0001212545-19-000074
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S Theisen
Officer — EVP, General Counsel
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | A | 9,000 | $0.00 | A | 48,869 | D | |
| Common Stock | Mar 1, 2019 | F | 2,642 | $46.35 | D | 46,227 | D | |
| Common Stock | holding | — | — | — | 4,408 | I | Randall & Barbara Theisen Trust | |
| Common Stock | holding | — | — | — | 1,350 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 6,115 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 2/28/19.