SEC Form 4 · accession 0001212545-19-000070
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Reoch McAuslan
Officer — EVP, Chief Credit Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | A | 12,060 | $0.00 | A | 21,151 | D | |
| Common StockF1 | Mar 1, 2019 | F | 3,540 | $46.35 | D | 17,611 | D | |
| Common StockF1 | holding | — | — | — | 13,105 | I | Robert Reoch McAuslan Trust | |
| Common StockF2 | holding | — | — | — | 2,909 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 12, 2019, the Reporting Person transferred 3,199 shares to the Robert Reoch McAuslan Trust.
- F2Reflects shares held in the 401K Plan to include employer match as of 2/28/19.