SEC Form 4 · accession 0001212545-19-000038
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Marshall
Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | A | 5,000 | $0.00 | A | 27,096 | D | |
| Common Stock | holding | — | — | — | 400,000 | I | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 15,949 | I | Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12 | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust | |
| Common Stock | holding | — | — | — | 6,570 | I | Alexis V. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 6,570 | I | Jessica L. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 252,057 | I | The Arthur Marshall Family 1993 Irrevocable Trust | |
| Common StockF1 | holding | — | — | — | 6,000 | I | Sandra Bendavid (spouse) | |
| Common Stock | holding | — | — | — | 31,000 | I | AandTandC Marshall Ttee Jayn Marshall Family GST Exempt U/A DTD 7/29/1973 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 13, 2018, the Reporting Person transferred 1,000 shares to his spouse.