SEC Form 4 · accession 0001212545-18-000168
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Vecchione
Officer — CEO · Director
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2018 | P | 10,000 | $56.95 | A | 264,667 | D | |
| Common StockF2 | Jul 27, 2018 | P | 200 | $56.91 | A | 200 | I | Alexander Vecchione (son) |
| Common StockF2 | Jul 27, 2018 | P | 200 | $56.91 | A | 200 | I | Darcy Vecchione UTMA (daughter) |
| Common StockF3 | holding | — | — | — | 1,951 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.88 to $56.99, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.68 to $57.89, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3Reflects shares held in the 401K Plan to include employer match as of 7/19/18.