SEC Form 4 · accession 0001212545-18-000154
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Reoch McAuslan
Officer — EVP, Chief Credit Officer
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2018 | S | 3,000 | $62.26 | D | 11,906 | I | Rob McAuslan & McAsey Family Trust |
| Common StockF1 | holding | — | — | — | 10,660 | D | ||
| Common StockF2 | holding | — | — | — | 2,909 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 8, 2018, the Reporting Person transferred 14,906 shares to the Rob McAuslan & McAsey Family Trust.
- F2Reflects shares held in the 401K Plan to include employer match as of 5/25/18.