SEC Form 4 · accession 0001212545-18-000126
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Marshall
Director
Period of report
Dec 21, 2011
Accepted (ET)
Apr 13, 2018 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2011 | G | 31,000 | $0.00 | A | 31,000 | I | Art and Jayn Marshall Trust DTD 7/2/1973 |
| Common StockF2 | holding | — | — | — | 0 | I | Art and Jayn Marshall Trust DTD 7/2/1973 | |
| Common StockF2 | holding | — | — | — | 31,000 | I | Jayn Marshall Family GST Exempt U/A DTD 7/29/1973 | |
| Common Stock | holding | — | — | — | 81,481 | D | ||
| Common Stock | holding | — | — | — | 626,499 | I | The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 28,471 | I | The Todd Marshall Revocable Family Trust dated 4/13/00 | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust | |
| Common Stock | holding | — | — | — | 33,069 | I | The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust | |
| Common Stock | holding | — | — | — | 185,724 | I | The Arthur Marshall Family 1993 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 6,570 | I | Jessica L. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 6,570 | I | Alexis V. Marshall Trust 12/27/1996 | |
| Common Stock | holding | — | — | — | 40,000 | I | The J&A Educational Family LP No. 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 21, 2011, the Art and Jayn Marshall Trust DTD 7/2/1973 (the "Art and Jayn Trust") received 31,000 shares from the Arthur Trust DTD 7/2/1973 (the "Arthur Trust"). Because the Reporting Person was a trustee of the Art and Jayn Trust, and not a trustee of the Arthur Trust, the transfer was a gift that should have been included in the Reporting Person's Form 4 filings.
- F2On February 2, 2012, the Art and Jayn Trust transferred 31,000 shares to the Jayn Marshall Family GST Exempt U/A DTD 7/29/73 (the "Jayn Marshall Trust"), of which the Reporting Person is also a trustee. No transactions have subsequently occurred that would effect the balance of securities reported in the Jayn Marshall Trust.