SEC Form 4 · accession 0001212545-18-000099
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Guedry
Officer — EVP, So. Nevada Administration
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | A | 13,400 | $0.00 | A | 51,930 | D | |
| Common StockF1 | Feb 28, 2018 | F | 3,576 | $58.46 | D | 20,484 | D | |
| Common StockF1 | holding | — | — | — | 27,870 | I | John and Debra Guedry Trust | |
| Common StockF2 | holding | — | — | — | 760 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 23, 2018, the Reporting Person transferred 27,870 shares to the John & Debra Guedry TTEES U/A DTD 11/08/1994 by Debra L Guedry et al Trust.
- F2Reflects shares held in the 401K Plan to include employer match as of 2/15/18.