SEC Form 4 · accession 0001212545-18-000050
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Gary Sarver
Officer — Chairman and CEO · Director
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2018 | A | 19,231 | $0.00 | A | 59,768 | D | |
| Common Stock | holding | — | — | — | 149,432 | I | Robert G. Sarver Trust dated 09/29/1997 | |
| Common Stock | holding | — | — | — | 639,882 | I | Sarver Family Trust dated 09/29/1997 | |
| Common Stock | holding | — | — | — | 30,000 | I | Spouse | |
| Common Stock | holding | — | — | — | 89,822 | I | SF III Ltd Partnership | |
| Common Stock | holding | — | — | — | 33,105 | I | Vulture II Corporation | |
| Common Stock | holding | — | — | — | 5,000 | I | Children | |
| Common StockF1 | holding | — | — | — | 6,185 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 1/18/18.