SEC Form 4 · accession 0001212545-18-000014
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A Cady
Officer — EVP, So. CA Administration
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | F | 1,028 | $59.41 | D | 81,872 | D | |
| Common Stock | Jan 26, 2018 | F | 144 | $59.41 | D | 10,519 | I | By Spouse |
| Common Stock | Jan 27, 2018 | F | 1,036 | $59.41 | D | 80,836 | D | |
| Common Stock | Jan 27, 2018 | F | 205 | $59.41 | D | 10,314 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 6,433 | I | 401K Plan | |
| Common StockF1 | holding | — | — | — | 3,798 | I | Spouse 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 1/18/18.