SEC Form 4 · accession 0001212545-18-000012
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S Theisen
Officer — EVP, General Counsel
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | F | 680 | $59.41 | D | 39,321 | D | |
| Common Stock | Jan 27, 2018 | F | 653 | $59.41 | D | 38,668 | D | |
| Common Stock | Jan 30, 2018 | S | 2,942 | $59.00 | D | 35,726 | D | |
| Common StockF1 | holding | — | — | — | 6,116 | I | 401K Plan | |
| Common Stock | holding | — | — | — | 4,408 | I | Randall & Barbara Theisen Trust | |
| Common Stock | holding | — | — | — | 1,350 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 1/18/18.