SEC Form 4/A · accession 0001212545-17-000160
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven J Hilton
Director
Period of report
Feb 3, 2017
Accepted (ET)
Apr 10, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 3, 2017 | S | 49,700 | $50.09 | D | 72,626 | I | Steven J. Hilton Family Trust |
| Common StockF2 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.23, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2This amendment reflects the following transfers, which were erroneously excluded from the Reporting Person's previous Form 4 filings: (1) 5,100 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Steven J. Hilton Family Trust (the "Trust"), which occurred between July 6, 2005 and May 10,2010; (2) 6,188 shares transferred from Direct Holdings to the Trust on February 8, 2012; (3) 1,919 shares transferred from Direct Holdings to the Trust on February 10, 2012; (4) 3,295 shares transferred from Direct Holdings to the Trust on March 25, 2013; (5) 4,082 shares transferred from Direct Holdings to the Trust on April 29, 2013; (6) 1,376 shares transferred from Direct Holdings to the Trust on February 13, 2014; (7) 5,000 shares transferred from Direct Holdings to the Trust on July 10, 2014; and (8) 5,000 shares transferred from Direct Holdings to the Trust on July 8, 2015.