SEC Form 4/A · accession 0001212545-17-000140
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William S Boyd
Director
Period of report
Apr 27, 2016
Accepted (ET)
Mar 3, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 27, 2016 | S | 15,219 | $37.097 | D | 4,053,988 | I | William S. Boyd Trust |
| Common StockF3,F2 | Apr 28, 2016 | S | 4,531 | $37.0222 | D | 4,049,457 | I | William S. Boyd Trust |
| Common StockF2 | holding | — | — | — | 4,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.39, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2This amendment is being filed to include the March 8, 2016 transfer of 5,000 shares from the Reporting Person's direct holdings to the William S. Boyd Trust, which was erroneously omitted from the original filing.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.11, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.