SEC Form 4 · accession 0001212545-17-000116
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A Cady
Officer — EVP, So. CA Administration
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | A | 13,400 | $0.00 | A | 91,493 | D | |
| Common Stock | Feb 28, 2017 | F | 5,073 | $51.64 | D | 86,420 | D | |
| Common StockF1 | holding | — | — | — | 6,433 | I | 401K Plan | |
| Common Stock | holding | — | — | — | 10,663 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 3,798 | I | Spouse 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 2/16/17.