SEC Form 4 · accession 0001212545-17-000105
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Boyd Johnson
Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | S | 23,590 | $52.59 | D | 173,461 | I | The Marianne E. Boyd Trust, dated January 9, 2007 |
| Common StockF2 | Feb 22, 2017 | S | 28,462 | $52.59 | D | 144,999 | I | The Marianne E. Boyd Trust, dated January 9, 2007 |
| Common Stock | holding | — | — | — | 7,295 | D | ||
| Common Stock | holding | — | — | — | 172,796 | I | BG-05 Limited Partnership | |
| Common Stock | holding | — | — | — | 35,486 | I | Marianne Boyd Johnson Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | William R. Boyd Subtrust of The Boyd 2005 Irrevocable Trust dated April 15, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | Samuel J. Boyd Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 19,913 | I | Sean William Johnson Inheritance Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.31 to $52.78, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.20 to $52.92, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Remarks
Exhibit List Exhibit 24 - Power of Attorney