SEC Form 4 · accession 0001212545-17-000097
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary Mack
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | S | 50,000 | $52.43 | D | 97,592 | I | The Mack Family Trust |
| Common StockF1,F2 | Feb 15, 2017 | S | 1,000 | $53.15 | D | 2,500 | I | As custodian for son |
| Common StockF3,F4 | Feb 15, 2017 | S | 1,000 | $53.15 | D | 2,500 | I | As custodian for son |
| Common StockF1,F5 | Feb 15, 2017 | S | 1,000 | $53.15 | D | 2,500 | I | As custodian for daughter |
| Common Stock | holding | — | — | — | 44,090 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.21, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2Luke Mack
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.22, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F4Jack Mack
- F5Mary Mack
Remarks
Exhibit List Exhibit 24 Power of Attorney