SEC Form 4 · accession 0001212545-17-000064
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Gary Sarver
Officer — Chairman and CEO · Director
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2017 | F | 8,451 | $50.53 | D | 946,624 | D | |
| Common Stock | Jan 28, 2017 | F | 6,541 | $50.53 | D | 940,083 | D | |
| Common Stock | holding | — | — | — | 30,000 | I | Spouse | |
| Common Stock | holding | — | — | — | 202,958 | I | Sarver Family Trust dated 09/29/1997 | |
| Common Stock | holding | — | — | — | 23,800 | I | SF III Ltd Partnership | |
| Common Stock | holding | — | — | — | 33,105 | I | Vulture II Corporation | |
| Common Stock | holding | — | — | — | 7,971 | I | Robert G. Sarver Trust dated 09/29/1997 | |
| Common StockF1 | holding | — | — | — | 6,185 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 1/19/17.