SEC Form 4 · accession 0001212545-17-000038
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gerald A Cady
Officer — EVP, So. CA Administration
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | A | 3,960 | $0.00 | A | 80,586 | D | |
| Common Stock | holding | — | — | — | 10,562 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 6,433 | I | 401K Plan | |
| Common StockF1 | holding | — | — | — | 3,798 | I | Spouse 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 1/19/17.