SEC Form 4 · accession 0001212545-16-000572
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Boyd Johnson
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | S | 52,316 | $48.00 | D | 206,298 | I | The Marianne E. Boyd Trust, dated January 9, 2007 |
| Common StockF1 | Dec 15, 2016 | S | 22,684 | $48.33 | D | 183,614 | I | The Marianne E. Boyd Trust, dated January 9, 2007 |
| Common Stock | holding | — | — | — | 3,295 | D | ||
| Common Stock | holding | — | — | — | 35,486 | I | Marianne Boyd Johnson Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | William R. Boyd Subtrust of The Boyd 2005 Irrevocable Trust dated April 15, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | Samuel J. Boyd Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 172,796 | I | BG-05 Limited Partnership | |
| Common Stock | holding | — | — | — | 60,222 | I | Ingeburg C. Boyd Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.52, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.