SEC Form 4 · accession 0001212545-16-000566
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Boyd Johnson
Director
Period of report
Jun 26, 2016
Accepted (ET)
Dec 15, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 26, 2016 | J | 33,022 | $32.72 | A | 60,022 | I | Ingeburg C. Boyd Living Trust |
| Common StockF4 | Nov 4, 2016 | J | 200 | $36.69 | A | 60,222 | I | Ingeburg C. Boyd Living Trust |
| Common Stock | holding | — | — | — | 3,295 | D | ||
| Common Stock | holding | — | — | — | 206,298 | I | The Marianne E. Boyd Trust, dated January 9, 2007 | |
| Common Stock | holding | — | — | — | 35,486 | I | Marianne Boyd Johnson Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | William R. Boyd Subtrust of The Boyd 2005 Irrevocable Trust dated April 15, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | Samuel J. Boyd Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 172,796 | I | BG-05 Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 26, 2016, the Reporting Person, as Trustee of the Ingeburg C. Boyd Living Trust (the "Trust"), paid the estate taxes for the Trust out of the residuary assets of the Trust. As a consequence thereof, each of the recipients of Company shares contributed shares representing their proportionate share of estate taxes to the residuary. The Reporting Person, together with her two brothers, are the residuary beneficiaries, and therefore gained an interest in the contributed shares.
- F2The price was calculated by taking the total dollar amount paid out of the Ingeburg C. Boyd Living Trust for the payment of estate taxes attributable to the contributed shares, and dividing it by the number of shares contributed.
- F3On November 4, 2016, the Reporting Person, as Trustee for the Ingeburg C. Boyd Living Trust (the "Trust"), paid the cash value of two-hundred Company shares to a non-family member upon his election to receive cash instead of the bequeathed shares. Accordingly, such shares were then contributed to the remainder of the Trust. The Reporting Person, together with her two brothers, are the residuary benificiaries, and therefore gained an interest in the contributed shares.
- F4The price was calculated by taking the total amount paid out of the Ingeburg C. Boyd Living Trust in lieu of the bequeathed shares, and dividing it by the number of shares bequeathed.