SEC Form 4 · accession 0001212545-16-000559
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A Cady
Officer — EVP, So. CA Administration
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | S | 5,000 | $49.70 | D | 76,626 | D | |
| Common StockF1 | holding | — | — | — | 6,433 | I | 401K Plan | |
| Common Stock | holding | — | — | — | 10,562 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 3,798 | I | Spouse 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 12/8/16.