SEC Form 4 · accession 0001212545-16-000537
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Hilton
Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2016 | S | 25,000 | $47.57 | D | 109,991 | I | Steven J. Hilton Family Trust |
| Common StockF2 | Dec 2, 2016 | S | 10,000 | $47.56 | D | 99,991 | I | Steven J. Hilton Family Trust |
| Common StockF3 | Dec 2, 2016 | S | 3,500 | $47.45 | D | 0 | I | Eva Lauren Hilton Trust |
| Common StockF4 | Dec 2, 2016 | S | 3,500 | $47.47 | D | 0 | I | Shari Rachael Hilton Trust |
| Common StockF5 | Dec 2, 2016 | S | 4,000 | $47.51 | D | 0 | I | The Harrison H. Hilton Trust |
| Common StockF6 | Dec 6, 2016 | S | 75,000 | $48.35 | D | 61,548 | I | SEH Investments, LLC |
| Common Stock | holding | — | — | — | 31,960 | D | ||
| Common Stock | holding | — | — | — | 4,000 | I | Natalie Hilton Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.79, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.53 to $47.59, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.45 to $47.49, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.46 to $47.49, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.51 to $47.53, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.63, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.