SEC Form 4 · accession 0001212545-16-000534
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale Gibbons
Officer — EVP and CFO
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | S | 5,000 | $47.70 | D | 144,434 | D | |
| Common StockF1 | holding | — | — | — | 613 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 11/24/16.