SEC Form 4 · accession 0001212545-16-000501
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Boyd Johnson
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | S | 50,000 | $43.91 | D | 312,614 | I | The Marianne E. Boyd Trust, dated January 9, 2007 |
| Common StockF2 | Nov 17, 2016 | S | 38,936 | $44.04 | D | 273,678 | I | The Marianne E. Boyd Trust, dated January 9, 2007 |
| Common Stock | Nov 18, 2016 | S | 15,064 | $44.00 | D | 258,614 | I | The Marianne E. Boyd Trust, dated January 9, 2007 |
| Common Stock | holding | — | — | — | 3,295 | D | ||
| Common Stock | holding | — | — | — | 35,486 | I | Marianne Boyd Johnson Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | William R. Boyd Subtrust of The Boyd 2005 Irrevocable Trust dated April 15, 2005 | |
| Common Stock | holding | — | — | — | 35,485 | I | Samuel J. Boyd Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005 | |
| Common Stock | holding | — | — | — | 172,796 | I | BG-05 Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.80 to $44.11, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.14, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.