SEC Form 4 · accession 0001212545-16-000479
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Nafees Nagy
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | S | 25,000 | $39.80 | D | 207,658 | I | Sajan Alliance, LLC |
| Common StockF2 | Nov 10, 2016 | S | 47,300 | $41.55 | D | 160,358 | I | Sajan Alliance, LLC |
| Common Stock | holding | — | — | — | 24,500 | I | Sajan Star IV LLC | |
| Common Stock | holding | — | — | — | 11,886 | I | Nagy Perpetual Trust | |
| Common Stock | holding | — | — | — | 11,885 | I | AJN Perpetual Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.07 to $40.59, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.10 to $42.20, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.