SEC Form 4/A · accession 0001212545-16-000461
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Duane Ralph Froeschle
Officer — Executive Vice President
Period of report
May 25, 2016
Accepted (ET)
Oct 25, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2016 | S | 10,907 | $37.00 | D | 28,946 | I | Duanne Froeschle Revocable Trust u/a dtd 6/29/2016 |
| Common StockF2 | holding | — | — | — | 11,050 | D | ||
| Common StockF2 | holding | — | — | — | 64,228 | I | Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The disposed of shares were previously incorrectly reported as coming from the Reporting Person's direct holdings. This filing properly states the holding from which the disposed of shares were sold.
- F2The Reporting Person's original Form 4 filing misstated the Reporting Person's holdings as being entirely direct. This filing properly states the distribution of shares between direct and indirect holdings.