SEC Form 4/A · accession 0001212545-16-000459
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Duane Ralph Froeschle
Officer — Executive Vice President
Period of report
May 18, 2016
Accepted (ET)
Oct 24, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2016 | S | 10,147 | $35.25 | D | 39,853 | I | Duane Froeschle Revocable Trust u/a dtd 06/29/2006 |
| Common StockF2 | holding | — | — | — | 11,050 | D | ||
| Common StockF3 | holding | — | — | — | 64,228 | I | Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006 | |
| Common StockF4 | holding | — | — | — | 5,184 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 15, 2016, the Reporting Person transferred 50,000 shares to the Duane Froeschle Revocable Trust u/a/ dtd 06/29/2006.
- F2The disposed of shares were previously incorrectly reported as coming from the Reporting Person's direct holdings. This filing reflects the changes in form of ownership for the Reporting Person's holdings as of April 15, 2016, and properly states the holding from which the disposed of shares were sold.
- F3On April 15, 2016, the Reporting Person transferred 64,228 shares to the Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006.
- F4Reflects shares held in the 401K Plan to include employer match as of 5/12/16.