SEC Form 4 · accession 0001212545-16-000344
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald A Cady
Officer — EVP, So. CA Administration
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | A | 20,000 | $0.00 | A | 99,126 | D | |
| Common Stock | Feb 17, 2016 | F | 7,516 | $29.78 | D | 91,610 | D | |
| Common StockF1 | holding | — | — | — | 6,439 | I | 401K Plan | |
| Common Stock | holding | — | — | — | 9,730 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 3,802 | I | Spouse 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 2/18/16.