SEC Form 5 · accession 0001212545-16-000330
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Gary Sarver
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 24, 2012 | G | 23,800 | $0.00 | A | 189,822 | I | SF III Ltd Partnership |
| Common Stock | May 12, 2015 | G | 166,022 | $0.00 | D | 23,800 | I | SF III Ltd Partnership |
| Common Stock | May 12, 2015 | G | 166,022 | $0.00 | A | 171,171 | I | Robert G. Sarver Trust dated 09/29/1997 |
| Common Stock | holding | — | — | — | 1,169,075 | D | ||
| Common Stock | holding | — | — | — | 30,000 | I | Spouse | |
| Common Stock | holding | — | — | — | 189,758 | I | Sarver Family Trust dated 09/29/1997 | |
| Common Stock | holding | — | — | — | 33,105 | I | Vulture II Corporation | |
| Common StockF2 | holding | — | — | — | 6,191 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 12, 2015, the Reporting Person transferred 166,022 shares from SF III, Ltd Partnership to the Robert G. Sarver Trust dated 09/29/1997.
- F2Reflects shares held in the 401K Plan to include employer match as of 12/31/15.