SEC Form 4 · accession 0001212545-16-000314
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Harwood Lundy III
Officer — EVP, Arizona Administration
Period of report
Jun 12, 2015
Accepted (ET)
Feb 2, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2015 | S | 4,513 | $34.1994 | D | 287 | I | 401K Plan |
| Common Stock | holding | — | — | — | 88,589 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 1/21/16.