SEC Form 4 · accession 0001212545-16-000307
WESTERN ALLIANCE BANCORPORATION · WAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Harwood Lundy III
Officer — EVP, Arizona Administration
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001212545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2016 | F | 1,430 | $32.05 | D | 90,195 | D | |
| Common Stock | Jan 29, 2016 | F | 1,606 | $32.58 | D | 88,589 | D | |
| Common StockF1 | holding | — | — | — | 4,801 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares held in the 401K Plan to include employer match as of 5/28/15.